Gilbert van Roon is a consultant specialising in assisting and advising FinTech start-ups on FCA authorisations and ongoing compliance.
He has specific experience in working with Equity based crowdfunders, Loan based crowdfunders, Corporate Finance firms, Insurance Intermediaries, brokers, Investment managers, Consumer Credit firms, Payments Institutions, Electronic Money Institutions and insurance intermediaries.
Gilbert started in the financial services in an operational role in a boutique Investment Management company and soon after that he took a role as a compliance consulting. After 4 years of rising through the ranks, he decided to start a business servicing the clients he enjoys working with the most – FinTech firms!
Early in 2016, Gilbert founded “FinTech Compliance”, the UK’s first FinTech specialist Compliance Consultancy. He assists start-ups with the FCA application process, product design and more. In preparing FinTech firms for FCA compliance, he advises on the structuring of processes, financial promotions and the product or service to ensure it meets FCA requirements.